FIX.4.2 Message

SettlementInstructions [type 'T']

The Settlement Instructions message provides either the broker’s or the institution’s instructions for trade settlement.


Added  FIX.4.1

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Field or ComponentField NameReq'dCommentsDepr.
ComponentStandardHeader

MsgType = T

 
162SettlInstID

Unique message ID regardless of SettlInstMode

 
163SettlInstTransType

New, Replace, or Cancel

 
214SettlInstRefID

Required for Cancel and Replace SettlInstTransType messages

 
160SettlInstMode

1=Standing Instructions, 2=Specific Allocation Account Overriding, 3=Specific Allocation Account Standing

 
165SettlInstSource

1=Broker’s Settlement Instructions, 2=Institution’s Settlement Instructions

 
79AllocAccount

Required for SettlInstMode=1, 2, or 3

 
166SettlLocation 

Required for SettlInstMode=2 or 3, may be required for SettlInstMode=1 (i.e. may not be required if StandInstDbType and StandInstDbID are used)

 
75TradeDate 

Required for SettlInstMode=2 or 3

 
70AllocID 

Required for SettlInstMode=2 or 3

 
30LastMkt 

Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1

 
336TradingSessionID  
54Side 

Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1

 
167SecurityType 

May be required for SettlInstMode=1

 
168EffectiveTime 

May be required for SettlInstMode=1 (timestamp when it goes in to effect)

 
60TransactTime

Date/Time Settlement Instructions were generated

 
109ClientID 

Used for firm identification in third-party transactions (should not be a substitute for OnBehalfOfCompID/DeliverToCompID).

 
76ExecBroker 

Used for firm identification in third-party transactions (should not be a substitute for OnBehalfOfCompID/DeliverToCompID).

 
169StandInstDbType 

1=DTC SID, 2=Thomson ALERT, 3=Global Custodian’s, etc.

 
170StandInstDbName 

Name of StandInstDbType (i.e. DTC, Global Custodian’s name)

 
171StandInstDbID 

Identifier used within the StandInstDbType

 
172SettlDeliveryType  
173SettlDepositoryCode 

Applicable when SettlLocation is a depository

 
174SettlBrkrCode  
175SettlInstCode  
176SecuritySettlAgentName 

Applicable when settlement is being performed at a country vs. a depository

 
177SecuritySettlAgentCode 

Applicable when settlement is being performed at a country vs. a depository

 
178SecuritySettlAgentAcctNum 

Applicable when settlement is being performed at a country vs. a depository

 
179SecuritySettlAgentAcctName 

Applicable when settlement is being performed at a country vs. a depository

 
180SecuritySettlAgentContactName 

Applicable when settlement is being performed at a country vs. a depository

 
181SecuritySettlAgentContactPhone 

Applicable when settlement is being performed at a country vs. a depository

 
182CashSettlAgentName 

Applicable when SettlDeliveryType=Free

 
183CashSettlAgentCode 

Applicable when SettlDeliveryType=Free

 
184CashSettlAgentAcctNum 

Applicable when SettlDeliveryType=Free

 
185CashSettlAgentAcctName 

Applicable when SettlDeliveryType=Free

 
186CashSettlAgentContactName 

Applicable when SettlDeliveryType=Free

 
187CashSettlAgentContactPhone 

Applicable when SettlDeliveryType=Free

 
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