Message SettlementInstructions

The Settlement Instructions message provides the broker’s, the institution’s, or the intermediary’s instructions for trade settlement.

	Field or Component	Field Name	Req'd	Comments	Depr.

8	BeginString	FIX.4.3 (Always unencrypted, must be first field in message)
9	BodyLength	(Always unencrypted, must be second field in message)
35	MsgType	(Always unencrypted, must be third field in message)
49	SenderCompID	(Always unencrypted)
56	TargetCompID	(Always unencrypted)
115	OnBehalfOfCompID	Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)
128	DeliverToCompID	Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)
90	SecureDataLen	Required to identify length of encrypted section of message. (Always unencrypted)
91	SecureData	Required when message body is encrypted. Always immediately follows SecureDataLen field.
34	MsgSeqNum	(Can be embedded within encrypted data section.)
50	SenderSubID	(Can be embedded within encrypted data section.)
142	SenderLocationID	Sender's LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)
57	TargetSubID	"ADMIN" reserved for administrative messages not intended for a specific user. (Can be embedded within encrypted data section.)
143	TargetLocationID	Trading partner LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)
116	OnBehalfOfSubID	Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)
144	OnBehalfOfLocationID	Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)
129	DeliverToSubID	Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)
145	DeliverToLocationID	Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)
43	PossDupFlag	Always required for retransmitted messages, whether prompted by the sending system or as the result of a resend request. (Can be embedded within encrypted data section.)
97	PossResend	Required when message may be duplicate of another message sent under a different sequence number. (Can be embedded within encrypted data section.)
52	SendingTime	(Can be embedded within encrypted data section.)
122	OrigSendingTime	Required for message resent as a result of a ResendRequest. If data is not available set to same value as SendingTime (Can be embedded within encrypted data section.)
212	XmlDataLen	Required when specifying XmlData to identify the length of a XmlData message block. (Can be embedded within encrypted data section.)
213	XmlData	Can contain a XML formatted message block (e.g. FIXML). Always immediately follows XmlDataLen field. (Can be embedded within encrypted data section.) See Volume 1: "FIXML Support"
347	MessageEncoding	Type of message encoding (non-ASCII characters) used in a message’s "Encoded" fields. Required if any "Encoding" fields are used.
369	LastMsgSeqNumProcessed	The last MsgSeqNum value received by the FIX engine and processed by downstream application, such as trading system or order routing system. Can be specified on every message sent. Useful for detecting a backlog with a counterparty.
370	OnBehalfOfSendingTime	(deprecated) Used when a message is sent via a "hub" or "service bureau". If A sends to Q (the hub) who then sends to B via a separate FIX session, then when Q sends to B the value of this field should represent the SendingTime on the message A sent to Q. (always expressed in UTC (Universal Time Coordinated, also known as "GMT")

Repeating Group 627

NoHops

Number of repeating groups of historical "hop" information. Only applicable if OnBehalfOfCompID is used, however, its use is optional. Note that some market regulations or counterparties may require tracking of message hops.

628	HopCompID	Third party firm which delivered a specific message either from the firm which originated the message or from another third party (if multiple "hops" are performed). It is recommended that this value be the SenderCompID (49) of the third party.
629	HopSendingTime	Time that HopCompID (628) sent the message. It is recommended that this value be the SendingTime (52) of the message sent by the third party.
630	HopRefID	Reference identifier assigned by HopCompID (628) associated with the message sent. It is recommended that this value be the MsgSeqNum (34) of the message sent by the third party.

end Repeating Group

end Component

162	SettlInstID	Unique message ID regardless of SettlInstMode
163	SettlInstTransType	New, Replace, or Cancel
214	SettlInstRefID	Required for Cancel and Replace SettlInstTransType messages
160	SettlInstMode	1=Standing Instructions, 2=Specific Allocation Account Overriding, 3=Specific Allocation Account Standing , 4=Specific Order
165	SettlInstSource	1=Broker’s Settlement Instructions, 2=Institution’s Settlement Instructions , 3=Investor
79	AllocAccount	Required for SettlInstMode=1, 2, or 3
467	IndividualAllocID
11	ClOrdID	Required for SettlInstMode=4.
75	TradeDate	Required for SettlInstMode=2 or 3
70	AllocID	Required for SettlInstMode=2 or 3
30	LastMkt	Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1
336	TradingSessionID
625	TradingSessionSubID
54	Side	Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1
167	SecurityType	May be required for SettlInstMode=1
168	EffectiveTime	May be required for SettlInstMode=1 (timestamp when it goes in to effect)
60	TransactTime	Date/Time Settlement Instructions were generated

448	PartyID	Used to identify source of PartyID. Required if PartyIDSource is specified. Required if NoPartyIDs > 0.
447	PartyIDSource	Used to identify class source of PartyID value (e.g. BIC). Required if PartyID is specified. Required if NoPartyIDs > 0.
452	PartyRole	Identifies the type of PartyID (e.g. Executing Broker). Required if NoPartyIDs > 0.
523	PartySubID	Sub-identifier (e.g. Clearing Acct for PartyID=Clearing Firm) if applicable

169	StandInstDbType	1=DTC SID, 2=Thomson ALERT, 3=Global Custodian’s, etc.
170	StandInstDbName	Name of StandInstDbType (i.e. DTC, Global Custodian’s name)
171	StandInstDbID	Identifier used within the StandInstDbType
172	SettlDeliveryType
173	SettlDepositoryCode	Applicable when PartyRole="Settlement Location" and PartyID value is a depository
174	SettlBrkrCode
175	SettlInstCode
176	SecuritySettlAgentName	Applicable when settlement is being performed at a country vs. a depository
177	SecuritySettlAgentCode	Applicable when settlement is being performed at a country vs. a depository
178	SecuritySettlAgentAcctNum	Applicable when settlement is being performed at a country vs. a depository
179	SecuritySettlAgentAcctName	Applicable when settlement is being performed at a country vs. a depository
180	SecuritySettlAgentContactName	Applicable when settlement is being performed at a country vs. a depository
181	SecuritySettlAgentContactPhone	Applicable when settlement is being performed at a country vs. a depository
182	CashSettlAgentName	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
183	CashSettlAgentCode	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
184	CashSettlAgentAcctNum	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
185	CashSettlAgentAcctName	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
186	CashSettlAgentContactName	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
187	CashSettlAgentContactPhone	Applicable when SettlDeliveryType=Free. For CIV - applicable when settlement is between fund manager and intermediary, investor etc.
492	PaymentMethod
476	PaymentRef
488	CardHolderName
489	CardNumber
503	CardStartDate
490	CardExpDate
491	CardIssNo
504	PaymentDate
505	PaymentRemitterID

93	SignatureLength	Required when trailer contains signature. Note: Not to be included within SecureData field
89	Signature	Note: Not to be included within SecureData field
10	CheckSum	(Always unencrypted, always last field in message)

FIX.4.3 Message

SettlementInstructions [type 'T']