Message SettlementInstructions

The Settlement Instructions message provides the broker’s, the institution’s, or the intermediary’s instructions for trade settlement. This message has been designed so that it can be sent from the broker to the institution, from the institution to the broker, or from either to an independent "standing instructions" database or matching system or, for CIV, from an intermediary to a fund manager.

	Field or Component	Field Name	FIXML name	Req'd	Comments	Depr.

8	BeginString		FIXT.1.1 (Always unencrypted, must be first field in message)
9	BodyLength		(Always unencrypted, must be second field in message)
35	MsgType	@MsgTyp	(Always unencrypted, must be third field in message)
1128	ApplVerID	@ApplVerID	Indicates application version using a service pack identifier. The ApplVerID applies to a specific message occurrence.
1156	ApplExtID
1129	CstmApplVerID		Used to support bilaterally agreed custom functionality
49	SenderCompID	@SID	(Always unencrypted)
56	TargetCompID	@TID	(Always unencrypted)
115	OnBehalfOfCompID	@OBID	Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)
128	DeliverToCompID	@D2ID	Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)
90	SecureDataLen		Required to identify length of encrypted section of message. (Always unencrypted)
91	SecureData		Required when message body is encrypted. Always immediately follows SecureDataLen field.
34	MsgSeqNum	@SeqNum	(Can be embedded within encrypted data section.)
50	SenderSubID	@SSub	(Can be embedded within encrypted data section.)
142	SenderLocationID	@SLoc	Sender's LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)
57	TargetSubID	@TSub	"ADMIN" reserved for administrative messages not intended for a specific user. (Can be embedded within encrypted data section.)
143	TargetLocationID	@TLoc	Trading partner LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)
116	OnBehalfOfSubID	@OBSub	Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)
144	OnBehalfOfLocationID	@OBLoc	Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)
129	DeliverToSubID	@D2Sub	Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)
145	DeliverToLocationID	@D2Loc	Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)
43	PossDupFlag	@PosDup	Always required for retransmitted messages, whether prompted by the sending system or as the result of a resend request. (Can be embedded within encrypted data section.)
97	PossResend	@PosRsnd	Required when message may be duplicate of another message sent under a different sequence number. (Can be embedded within encrypted data section.)
52	SendingTime	@Snt	(Can be embedded within encrypted data section.)
122	OrigSendingTime	@OrigSnt	Required for message resent as a result of a ResendRequest. If data is not available set to same value as SendingTime (Can be embedded within encrypted data section.)
212	XmlDataLen		Required when specifying XmlData to identify the length of a XmlData message block. (Can be embedded within encrypted data section.)
213	XmlData		Can contain a XML formatted message block (e.g. FIXML). Always immediately follows XmlDataLen field. (Can be embedded within encrypted data section.) See Volume 1: FIXML Support
347	MessageEncoding	@MsgEncd	Type of message encoding (non-ASCII characters) used in a message's "Encoded" fields. Required if any "Encoding" fields are used.
369	LastMsgSeqNumProcessed		The last MsgSeqNum value received by the FIX engine and processed by downstream application, such as trading system or order routing system. Can be specified on every message sent. Useful for detecting a backlog with a counterparty.

Component

HopGrp

Hop

Number of repeating groups of historical "hop" information. Only applicable if OnBehalfOfCompID is used, however, its use is optional. Note that some market regulations or counterparties may require tracking of message hops.

end Component

Repeating Group 778

NoSettlInst

Required except where SettlInstMode is 5=Reject SSI request

162

SettlInstID

@SettlInstID

Unique ID for this settlement instruction.

Required except where SettlInstMode is 5=Reject SSI request

163

SettlInstTransType

@SettlInstTransTyp

New, Replace, Cancel or Restate

Required except where SettlInstMode is 5=Reject SSI request

214

SettlInstRefID

@SettlInstRefID

Required where SettlInstTransType is Cancel or Replace

Component

Parties

Pty

Insert here the set of "Parties" (firm identification) fields defined in "Common Components of Application Messages"

Used here for settlement location.

Also used for executing broker for CIV settlement instructions

54	Side	@Side	Can be used for SettleInstMode 1 if SSIs are being provided for a particular side.
460	Product	@Prod	Can be used for SettleInstMode 1 if SSIs are being provided for a particular product.
167	SecurityType	@SecTyp	Can be used for SettleInstMode 1 if SSIs are being provided for a particular security type (as alternative to CFICode).
461	CFICode	@CFI	Can be used for SettleInstMode 1 if SSIs are being provided for a particular security type (as identified by CFI code).
120	SettlCurrency	@SettlCcy	Can be used for SettleInstMode 1 if SSIs are being provided for a particular settlement currency
168	EffectiveTime	@EfctvTm	Effective (start) date/time for this settlement instruction. Required except where SettlInstMode is 5=Reject SSI request
126	ExpireTime	@ExpireTm	Termination date/time for this settlement instruction.
779	LastUpdateTime	@LastUpdateTm	Date/time this settlement instruction was last updated (or created if not updated since creation). Required except where SettlInstMode is 5=Reject SSI request

Component

SettlInstructionsData

SetInstr

Insert here the set of "SettlInstructionsData" fields defined in "Common Components of Application Messages"

492	PaymentMethod	@PmtMethod	For use with CIV settlement instructions
476	PaymentRef	@PmtRef	For use with CIV settlement instructions
488	CardHolderName	@CardHolderName	For use with CIV settlement instructions
489	CardNumber	@CardNum	For use with CIV settlement instructions
503	CardStartDate	@CardStartDt	For use with CIV settlement instructions
490	CardExpDate	@CardExpDt	For use with CIV settlement instructions
491	CardIssNum	@CardIssNum	For use with CIV settlement instructions
504	PaymentDate	@PmtDt	For use with CIV settlement instructions
505	PaymentRemitterID	@PmtRemtrID	For use with CIV settlement instructions

end Repeating Group

end Component

628	HopCompID	@ID
629	HopSendingTime	@Snt
630	HopRefID	@Ref

777	SettlInstMsgID	@SettlInstMsgID	Unique identifier for this message
791	SettlInstReqID	@SettlInstReqID	Only used when this message is used to respond to a settlement instruction request (to which this ID refers)
160	SettlInstMode	@SettlInstMode	1=Standing Instructions, 2=Specific Allocation Account Overriding, 3=Specific Allocation Account Standing , 4=Specific Order, 5=Reject SSI request
792	SettlInstReqRejCode	@SettlInstReqRejCode	Required for SettlInstMode = 5. Used to provide reason for rejecting a Settlement Instruction Request message.
58	Text	@Txt	Can be used to provide any additional rejection text where rejecting a Settlement Instruction Request message.
354	EncodedTextLen	@EncTxtLen
355	EncodedText	@EncTxt
11	ClOrdID	@ClOrdID	Required for SettlInstMode(160) = 4 and when referring to orders that where electronically submitted over FIX or otherwise assigned a ClOrdID.
60	TransactTime	@TxnTm	Date/time this message was generated

448	PartyID	@ID	Used to identify source of PartyID. Required if PartyIDSource is specified. Required if NoPartyIDs > 0.
447	PartyIDSource	@Src	Used to identify class source of PartyID value (e.g. BIC). Required if PartyID is specified. Required if NoPartyIDs > 0.
452	PartyRole	@R	Identifies the type of PartyID (e.g. Executing Broker). Required if NoPartyIDs > 0.

	523	PartySubID	@ID
	803	PartySubIDType	@Typ

172	SettlDeliveryType	@DlvryTyp	Required if AllocSettlInstType = 1 or 2
169	StandInstDbType	@StandInstDbTyp	Required if AllocSettlInstType = 3 (should not be populated otherwise)
170	StandInstDbName	@StandInstDbName	Required if AllocSettlInstType = 3 (should not be populated otherwise)
171	StandInstDbID	@StandInstDbID	Identifier used within the StandInstDbType Required if AllocSettlInstType = 3 (should not be populated otherwise)

FIX.5.0SP2 Message

SettlementInstructions [type 'T']

<SettlInstrctns>

782	SettlPartyID	@ID	Used to identify source of SettlPartyID. Required if SettlPartyIDSource is specified. Required if NoSettlPartyIDs > 0.
783	SettlPartyIDSource	@Src	Used to identify class source of SettlPartyID value (e.g. BIC). Required if SettlPartyID is specified. Required if NoSettlPartyIDs > 0.
784	SettlPartyRole	@R	Identifies the type of SettlPartyID (e.g. Executing Broker). Required if NoSettlPartyIDs > 0.

93	SignatureLength	Required when trailer contains signature. Note: Not to be included within SecureData field
89	Signature	Note: Not to be included within SecureData field
10	CheckSum	(Always unencrypted, always last field in message)