Code Set NameData TypeDescriptionPedigree
RiskLimitActionCodeSetint

Identifies the action to take or risk model to assume should risk limit be exceeded or breached for the specified party.


0=

Queue inbound

Added EP171 [QueueInbound]
1=

Queue outbound

Added EP171 [QueueOutbound]
2=

Reject

Added EP171 [Reject]
3=

Disconnect

Added EP171 [Disconnect]
4=

Warning

Added EP171 [Warning]
5=

Ping credit check model with revalidation

Each subsequent order, quote request or quote submission by the Credit
User must obtain pre-approval. Any open orders, quote requests or quotes are to be cancelled.

Added EP171 [PingCreditCheckWithRevalidation]
6=

Ping credit check model without revalidation

Each subsequent order, quote request or quote submission by the Credit
User must obtain pre-approval. Any open orders, quote requests or quotes will remain active.

Added EP171 [PingCreditCheckNoRevalidation]
7=

Push credit check model with revalidation

Each subsequent order, quote request or quote subnmission by the Credit
User must be checked against the limit amounts pushed to the trading platform. Any open orders, quote requests or quotes are
to be cancelled.

Added EP171 [PushCreditCheckWithRevalidation]
8=

Push credit check model without revalidation

Each subsequent order, quote request or quote subnmission by the Credit
User must be checked against the limit amounts pushed to the trading platform. Any open orders, quote requests or quotes will
remain active.

Added EP171 [PushCreditCheckNoRevalidation]
9=

Suspend

Suspend the Credit User from trading once limit(s) is breached. This is
considered a soft stop.

Added EP171 [Suspend]
10=

Halt trading

Halt or stop the Credit User from trading once limit(s) is breached.
This is considered a hard stop and may require more involved actions to reinstate the Credit User's ability
to trade.

Added EP171 [HaltTrading]
Added EP128 Updated EP171

Used in fields:
[RiskLimitAction] [RiskWarningLevelAction]