| ClearingRequirementExceptionCodeSet | int | Specifies whether a party to a swap is using an exception to a clearing requirement. In the US, one such clearing requirement is CFTC's rule pursuant to CEA Section 2(h)(1).
| 0 | = | No exception | Added EP161
| | [NoException] | | 1 | = | Exception Used to indicate an exception to a clearing requirement without elaborating on the type of exception. | Added EP161
Updated EP177
| | [Exception] | | 2 | = | End-user exception In the US, see CFTC Final Rule on End-User Exception to Clearing Requirements for Swaps Fact Sheet http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/eue_factsheet_final.pdf | Added EP177
| | [EndUserException] | | 3 | = | Inter-affiliate exception In the US, see CFTC Final Rule - Clearing Exemption for Swaps Between Certain Affiliated Entities http://www.cftc.gov//ucm/groups/public/@lrfederalregister/documents/file/2013-07970a.pdf | Added EP177
| | [InterAffiliateException] | | 4 | = | Treasury affiliate exception In the US, see CFTC No Action Letter 13-22 No Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/13-22.pdf | Added EP177
| | [TreasuryAffiliateException] | | 5 | = | Cooperative exception Clearing exception for certain swaps entered into by cooperatives. In the US, see Regulation 50.51(a) Definition of Exempt Cooperative: https://www.federalregister.gov/articles/2013/08/22/2013-19945/clearing-exemption-for-certain-swaps-entered-into-by-cooperatives | Added EP177
| | [CooperativeException] |
| Added EP161
Updated EP177
|