Code Set NameData TypeDescriptionPedigree
RegulatoryTransactionTypeCodeSetint

Specifies the regulatory mandate or rule that the transaction complies with.


0=

None (default if not specified)

The transaction does not fall under any special regulatory rule or mandate.

Added EP176 [None]
1=

Swap Execution Facility (SEF) required transaction

The transaction is a Required transaction under Dodd-Frank Act SEF Rules. Required transactions are subject to the trade execution mandate under section 2(h)(8) of the CEA and are not block trades.

Added EP176 [SEFRequiredTransaction]
2=

Swap Execution Facility (SEF) permitted transaction

The transaction is a Permitted transaction under Dodd-Frank Act SEF Rules. Permitted transactions are not subject to the clearing and trade execution mandates, illiquid or bespoke swaps, or block trades.

Added EP176 [SEFPermittedTransaction]
Added EP176
Used in fields:
[RegulatoryTransactionType]