| 1033 | DeskType | DskTyp | String | | Identifies the type of Trading Desk.
Conditionally required when InformationBarrierID(1727) is specified for OATS.
DeskTypeCodeSet
| — FINRA OATS — |
|---|
| A | = | Agency | Added EP-1
Updated EP135
| | [Agency] | | AR | = | Arbitrage | Added EP-1
Updated EP135
| | [Arbitrage] | | B | = | Block trading | Added EP135
| | [BlockTrading] | | C | = | Convertible desk | Added EP135
| | [ConvertibleDesk] | | CR | = | Central risk books | Added EP135
| | [CentralRiskBooks] | | D | = | Derivatives | Added EP-1
Updated EP135
| | [Derivatives] | | EC | = | Equity capital markets | Added EP135
| | [EquityCapitalMarkets] | | IN | = | International | Added EP-1
Updated EP135
| | [International] | | IS | = | Institutional | Added EP-1
Updated EP135
| | [Institutional] | | O | = | Other | Added EP-1
Updated EP135
| | [Other] | | PF | = | Preferred trading | Added EP-1
Updated EP135
| | [PreferredTrading] | | PR | = | Proprietary | Added EP-1
Updated EP135
| | [Proprietary] | | PT | = | Program trading | Added EP-1
Updated EP135
| | [ProgramTrading] | | S | = | Sales | Added EP-1
Updated EP135
| | [Sales] | | SW | = | Swaps | Added EP135
| | [Swaps] | | T | = | Trading desk or system non-market maker | Added EP-1
Updated EP135
| | [TradingDeskSystem] | | TR | = | Treasury | Added EP135
| | [Treasury] | | FB | = | Floor Broker | Added EP264
| | [FloorBroker] |
| Added EP9
Updated EP135
|