TagField NameAbbr NameData TypeUnion DatatypeDescriptionPedigree
1033DeskTypeDskTypString

Identifies the type of Trading Desk.
Conditionally required when InformationBarrierID(1727) is specified for OATS.


Data domain controlled by field DeskTypeSource(1034)

DeskTypeCodeSet
— FINRA OATS —
A=

Agency

Added EP-1 Updated EP135 [Agency]
AR=

Arbitrage

Added EP-1 Updated EP135 [Arbitrage]
B=

Block trading

Added EP135 [BlockTrading]
C=

Convertible desk

Added EP135 [ConvertibleDesk]
CR=

Central risk books

Added EP135 [CentralRiskBooks]
D=

Derivatives

Added EP-1 Updated EP135 [Derivatives]
EC=

Equity capital markets

Added EP135 [EquityCapitalMarkets]
IN=

International

Added EP-1 Updated EP135 [International]
IS=

Institutional

Added EP-1 Updated EP135 [Institutional]
O=

Other

Added EP-1 Updated EP135 [Other]
PF=

Preferred trading

Added EP-1 Updated EP135 [PreferredTrading]
PR=

Proprietary

Added EP-1 Updated EP135 [Proprietary]
PT=

Program trading

Added EP-1 Updated EP135 [ProgramTrading]
S=

Sales

Added EP-1 Updated EP135 [Sales]
SW=

Swaps

Added EP135 [Swaps]
T=

Trading desk or system non-market maker

Added EP-1 Updated EP135 [TradingDeskSystem]
TR=

Treasury

Added EP135 [Treasury]
FB=

Floor Broker

Added EP264 [FloorBroker]
Added EP9 Updated EP135

Used in components:
[TrdRegTimestamps]