TagField NameAbbr NameData TypeUnion DatatypeDescriptionPedigree
1035DeskOrderHandlingInstDskOrdHndlInstMultipleStringValue

Codes that apply special information that the broker-dealer needs to report.


CustOrderHandlingInstCodeSet
— FIA Execution Source Code —
A=

Phone simple

Added EP133 [PhoneSimple]
B=

Phone complex

Added EP133 [PhoneComplex]
C=

FCM provided screen

Added EP133 [FCMProvidedScreen]
D=

Other provided screen

Added EP133 [OtherProvidedScreen]
E=

Client provided platform controlled by FCM

Added EP133 [ClientProvidedPlatformControlledByFCM]
F=

Client provided platform direct to exchange

Added EP133 [ClientProvidedPlatformDirectToExchange]
H=

Algo engine

Added EP133 [AlgoEngine]
J=

Price at execution (price added at initial order entry, trading, middle office or time of give-up)

Added EP133 [PriceAtExecution]
W=

Desk - electronic

Added EP133 [DeskElectronic]
X=

Desk - pit

Added EP133 [DeskPit]
Y=

Client - electronic

Added EP133 [ClientElectronic]
Z=

Client - pit

Added EP133 [ClientPit]
— FINRA OATS —
ADD=

Add-on order

Added FIX.4.4 Updated EP135 [AddOnOrder]
AON=

All or none

Added FIX.4.4 Updated EP135 [AllOrNone]
CND=

Conditional order

Added EP135 [ConditionalOrder]
CNH=

Cash not held

Added FIX.4.4 Updated EP135 [CashNotHeld]
CSH=

Delivery instructions - cash

Added EP135 [DeliveryInstructionsCash]
DIR=

Directed order

Added FIX.4.4 Updated EP135 [DirectedOrder]
DLO=

Discretionary limit order

Added EP135 [DiscretionaryLimitOrder]
E.W=

Exchange for physical transaction

Added FIX.4.4 Updated EP135 [ExchangeForPhysicalTransaction]
FOK=

Fill or kill

Added FIX.4.4 Updated EP135 [FillOrKill]
IDX=

Intraday cross

Added EP135 [IntraDayCross]
IO=

Imbalance only

Added FIX.4.4 Updated EP135 [ImbalanceOnly]
IOC=

Immediate or cancel

Added FIX.4.4 Updated EP135 [ImmediateOrCancel]
ISO=

Intermarket sweep order

Added EP135 [IntermarketSweepOrder]
LOO=

Limit on open

Added FIX.4.4 Updated EP135 [LimitOnOpen]
LOC=

Limit on Close

Added FIX.4.4 Updated EP135 [LimitOnClose]
MAO=

Market at Open

Added FIX.4.4 Updated EP135 [MarketAtOpen]
MAC=

Market at close

Added FIX.4.4 Updated EP135 [MarketAtClose]
MOO=

Market on open

Added FIX.4.4 Updated EP135 [MarketOnOpen]
MOC=

Market on close

Added FIX.4.4 Updated EP135 [MarketOnClose]
MPT=

Merger related transfer position

Added EP135 [MergerRelatedTransferPosition]
MQT=

Minimum quantity

Added FIX.4.4 Updated EP135 [MinimumQuantity]
MTL=

Market to limit

Added EP135 [MarketToLimit]
ND=

Delivery instructions - next day

Added EP135 [DeliveryInstructionsNextDay]
NH=

Not held

Added FIX.4.4 Updated EP135 [NotHeld]
OPT=

Options related transaction

Added EP135 [OptionsRelatedTransaction]
OVD=

Over the day

Added FIX.4.4 Updated EP135 [OverTheDay]
PEG=

Pegged

Added FIX.4.4 Updated EP135 [Pegged]
RSV=

Reserve size order

Added FIX.4.4 Updated EP135 [ReserveSizeOrder]
S.W=

Stop stock transaction

Added FIX.4.4 Updated EP135 [StopStockTransaction]
SCL=

Scale

Added FIX.4.4 Updated EP135 [Scale]
SLR=

Delivery instructions - sellers option

Added EP135 [DeliveryInstructionsSellersOption]
TMO=

Time order

Added FIX.4.4 Updated EP135 [TimeOrder]
TS=

Trailing stop

Added FIX.4.4 Updated EP135 [TrailingStop]
WRK=

Work

Added FIX.4.4 Updated EP135 [Work]
F0=

Stay on offerside

Added EP135 [StayOnOfferside]
F3=

Go along

Added EP135 [GoAlong]
F6=

Participate do not initiate

Added EP135 [ParticipateDoNotInitiate]
F7=

Strict scale

Added EP135 [StrictScale]
F8=

Try to scale

Added EP135 [TryToScale]
F9=

Stay on bidside

Added EP135 [StayOnBidside]
FA=

No cross

Added EP135 [NoCross]
FB=

OK to cross

Added EP135 [OKToCross]
FC=

Call first

Added EP135 [CallFirst]
FD=

Percent of volume

Added EP135 [PercentOfVolume]
FH=

Reinstate on system failure

Added EP135 [ReinstateOnSystemFailure]
FI=

Institution only

Added EP135 [InstitutionOnly]
FJ=

Reinstate on trading halt

Added EP135 [ReinstateOnTradingHalt]
FK=

Cancel on trading half

Added EP135 [CancelOnTradingHalf]
FL=

Last peg

Added EP135 [LastPeg]
FM=

Mid-price peg

Added EP135 [MidPricePeg]
FN=

Non-negotiable

Added EP135 [NonNegotiable]
FO=

Opening peg

Added EP135 [OpeningPeg]
FP=

Market peg

Added EP135 [MarketPeg]
FQ=

Cancel on system failure

Added EP135 [CancelOnSystemFailure]
FR=

Primary peg

Added EP135 [PrimaryPeg]
FS=

Suspend

Added EP135 [Suspend]
FT=

Fixed peg to local best bid or offer at time of order

Added EP135 [FixedPegToLocalBBO]
FW=

Peg to VWAP

Added EP135 [PegToVWAP]
FX=

Trade along

Added EP135 [TradeAlong]
FY=

Try to stop

Added EP135 [TryToStop]
FZ=

Cancel if not best

Added EP135 [CancelIfNotBest]
Fb=

Strict limit

Added EP135 [StrictLimit]
Fc=

Ignore price validity checks

Added EP135 [IgnorePriceValidityChecks]
Fd=

Peg to Limit Price

Added EP135 [PegToLimitPrice]
Fe=

Work to target strategy

Added EP135 [WorkToTargetStrategy]
— SHARED —
G=

G Order(FINRA OATS), FCM API or FIX(FIA Execution Source)

Added EP133 Updated EP135 [GOrderAndFCMAPIorFIX]
Added EP9 Updated EP135

Used in components:
[TrdRegTimestamps]