Person

Application

Postal address

Email address

Securities account number (for settlement instructions)

Registered address (for confirmation purposes)

Registration name (for settlement instructions)

BIC

Registered address

Telex number

Securities account name

Department

Position account type

Market maker

Professional client

Execution venue

Address City

Address Postal Code

Address Country (ISO country code)

Market segment

Omnibus account

Guarantee fund

Identifies a guarantee fund related to an account. Used when one account has multiple funds of collateral, each guaranteeing different positions. Can be used for PartyRole(452) = Customer Account(24).

Major participant

When PartySubID(523)=Y the counterparty is not the swap dealer but is a major swap participant as defined in the regulations.

U.S. person

A legal term referring to any U.S. person or legal entity anywhere in the world that should be taxed under U.S. law.

Elected clearing requirement exception

Reference text

Parent firm identifier

Implementation-specific identifier of this party's parent entity.

Deal identifier

The internal identifier assigned to the trade by this party, particularly by a Clearing Organization.

System trade sub-identifier

Delivery terminal customer account/code

Usually used for gas delivery to identify whose account the gas is allocated to at the delivery terminal. Often referred to as HUB code.

Reporting obligation jurisdiction

For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the reporting jurisdiction to which the party is obligated to report.

Company activities

For regulatory reporting. ID values include: A = Assurance undertaking authorized in accordance with Directive 2002/83/EC C=Credit institution authorized in accordance with Directive 2006/48/EC F=Investment firm in accordance with Directive 2004/39/EC I=Insurance undertaking authorized in accordance with Directive 73/239/EC L=Alternative investment fund managed by AIFMs authorized or registered in accordance with Directive 2011/61/EC O=Institution for occupational retirement provision within the meaning of Article 6(a0 of Directive 2003/41/EC R=Reinsurance undertaking authorized in accordance with Directive 2005/68/EC U=UCITS and its management company, authorized in accordance with Directive 2009/65/EC or blank in case of coverage by LEI or in case of non-financial counterparties.
In the context of EU SFTR reporting use the appropriate 4- or 1-character code noted in the regulations. See SFTR ITS Commission Implementing Regulation (EU) 2019/363 Annexes 1 and 2 for values.

Contract linked to commercial or treasury financing for this counterparty

ID values: Y or N

Voluntary reporting party

When PartySubID(523)=Y, identifies that the trading party is reporting voluntarily when VoluntaryRegulatoryReport(1935)=Y.

Location or jurisdiction

One or more instances may be used in combination with PartySubIDType(803) = 49 (Reporting entity indicator) or 102 (Data repository) to identify the jurisdiction, countries, regions or provinces for which the party is a reporting entity or data repository when that characteristic is ambiguous or where there are multiple locations. The party sub-ID value is either a jurisdiction acronym, a 2-character ISO 3166 country code, or a hyphenated combination of the country code and the standard post-office abbreviation for province, state or region if necessary. E.g. US for United States or CA-QC for Quebec Canada.

Domicile

Country and optionally province, state or region of domicile. The party sub-ID value is either a 2-character ISO 3166 country code or a hyphenated combination of the country code and the standard post-office abbreviation of province, state or region if necessary. E.g. US for United States or CA-QC for Quebec Canada.

Payer

Identifies the party as the payer of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

Systematic Internaliser (SI)

In the context of ESMA reporting, this is used to indicate whether the specified party is a Systematic Internaliser or not for the security defined in the Instrument component (Y/N).

First name

The first name(s) of a natural person. If multiple names, separate entries by a comma.

Date of birth

The date of birth of a natural person in the format YYYYMMDD.

Order transmitting firm for buyer

Identifies the firm that transmitted the order for the buyer. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the buyer. This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm.

Legal Entity Identifier (ISO 17442) LEI

Party side

May be used, when appropriate, to explicitly indicate the transaction side of the party, e.g. Buyer, Seller, Lender, Borrower, Maker, Taker, etc. in the ID. In the context of EU SFTR reporting, use values as required by SFTR, GIVE and TAKE in the ID, to identify collateral giver and taker.