Code Set NameData TypeDescriptionPedigree
PartyDetailRoleQualifierCodeSetint

Qualifies the value of PartyDetailRole(1693).


— For all firm / broker type party roles —
23=

Firm or legal entity

Added EP222 [FirmOrLegalEntity]
— For all party roles —
18=

Current

Can be used to convey an existing party identifier for the same party role in a single message.

Added EP213 Updated EP223 [Current]
19=

New

Can be used to convey a future party identifier for the same party role in a single message.

Added EP213 Updated EP223 [New]
— For all trader / customer type party roles —
24=

Natural person

Added EP222 [NaturalPerson]
— For party role 1 (Executing Firm) —
0=

Agency

Added EP105 Updated EP223 [Agency]
1=

Principal

Added EP105 Updated EP223 [Principal]
2=

Riskless principal

Added EP105 Updated EP223 [RisklessPrincipal]
— For party role 102 (Data repository) —
9=

Primary trade repository

Used to differentiate the principal trade repository from the Original or Additional trade repositories when there are multiple trade repositories being reported.

Added EP193 Updated EP223 [PrimaryTrdRepository]
10=

Original trade repository

Used to identify the trade repository to which the trade was originally reported if different from the current repository to which the trade is being reported.

Added EP193 Updated EP223 [OrigTrdRepository]
11=

Additional international trade repository

Used with InternationalSwapIndicator(2526) to identify the trade repository that is in addition to the local swaps data repository as required by U.S. law.

Added EP193 Updated EP223 [AddtnlIntlTrdRepository]
12=

Additional domestic trade repository

Used with MixedSwapIndicator(1929) to identify the trade repository that is in addition to the current trade repository when the assets in the swap are subject to two different domestic regulators.

Added EP193 Updated EP223 [AddtnlDomesticTrdRepository]
— For party role 11 (Order Origination Trader), 12 (Executing Trader), 36 (Entering Trader), 37 (Contra Trader) —
25=

Regular trader

Standard trader profile.

Added EP223 [RegularTrader]
26=

Head trader

Senior trader leading a group of regular traders.

Added EP223 [HeadTrader]
27=

Supervisor

Administrative user that has only limited rights for normal trading but possibly special rights for emergency actions.

Added EP223 [Supervisor]
— For party role 12 (Executing trader) or 122 (Investment decision maker) —
22=

Algorithm

Added EP222 Updated EP223 [Algorithm]
— For party role 22 (Exchange) —
13=

Related exchange

Added EP208 Updated EP223 [RelatedExchange]
14=

Options exchange

Added EP208 Updated EP223 [OptionsExchange]
15=

Specified exchange

Added EP208 Updated EP223 [SpecifiedExchange]
16=

Constituent exchange

Added EP208 Updated EP223 [ConstituentExchange]
— For party role 29 (Intermediary), 32 (Beneficiary) and 107 (Correspondent) —
7=

Bank

Added EP161 Updated EP223 [Bank]
8=

Hub

Indicates that the Intermediary party is a hub system or service provider.

Added EP171 Updated EP223 [Hub]
— For party role 30 (Agent) —
28=

Tri-party

In the context of EU SFTR reporting, identifies the third party, not necessarily the custodian, to which the reporting counterparty has outsourced the post-trade processing of an SFT (if applicable).

Added EP254 [TriParty]
29=

Lender

In the context of EU SFTR reporting, identifies the agent lender involved in the securities lending transaction.

Added EP254 [Lender]
— For party role 4 (Clearing Firm) —
3=

General clearing member

Added EP105 Updated EP223 [GeneralClearingMember]
4=

Individual clearing member

Added EP105 Updated EP223 [IndividualClearingMember]
— For party role 66 (Market Maker) —
5=

Preferred market maker

Market maker getting a part of the matched quantity before primary or default market maker.

Added EP131 Updated EP223 [PreferredMarketMaker]
6=

Directed market maker

Single market maker to handle the order provided.

Added EP131 Updated EP223 [DirectedMarketMaker]
20=

Designated sponsor

Market maker jointly providing liquidity for the same security with other market makers.

Added EP219 Updated EP223 [DesignatedSponsor]
21=

Specialist

Market maker being the only one providing liquidity for a security.

Added EP219 Updated EP223 [Specialist]
— For party role 73 (Execution Venue) —
17=

Exempt from trade reporting

In the context of FINRA TRACE reporting requirements, this is used to indicate the ATS has been granted a regulatory exemption from reporting.

Added EP209 Updated EP223 [ExemptFromTradeReporting]
Added EP105 Updated EP223

Used in fields:
[DerivativeInstrumentPartyRoleQualifier] [InstrumentPartyRoleQualifier] [LegInstrumentPartyRoleQualifier] [LegProvisionPartyRoleQualifier] [Nested2PartyRoleQualifier] [Nested3PartyRoleQualifier] [Nested4PartyRoleQualifier] [NestedPartyRoleQualifier] [PartyDetailRoleQualifier] [PartyRoleQualifier] [PaymentSettlPartyRoleQualifier] [ProvisionPartyRoleQualifier] [RelatedPartyDetailRoleQualifier] [RequestedPartyRoleQualifier] [RequestingPartyRoleQualifier] [RootPartyRoleQualifier] [SettlPartyRoleQualifier] [TargetPartyRoleQualifier] [UnderlyingInstrumentPartyRoleQualifier] [UnderlyingProvisionPartyRoleQualifier]