Used to further qualify the value of DerivativeInstrumentPartyRole(1295).
| — For all firm / broker type party roles — |
|---|
| 23 | = | Firm or legal entity | Added EP222
| | [FirmOrLegalEntity] |
| — For all party roles — |
|---|
| 18 | = | Current Can be used to convey an existing party identifier for the same party role in a single message. | Added EP213
Updated EP223
| | [Current] |
| 19 | = | New Can be used to convey a future party identifier for the same party role in a single message. | Added EP213
Updated EP223
| | [New] |
| — For all trader / customer type party roles — |
|---|
| 24 | = | Natural person | Added EP222
| | [NaturalPerson] |
| — For party role 1 (Executing Firm) — |
|---|
| 0 | = | Agency | Added EP105
Updated EP223
| | [Agency] |
| 1 | = | Principal | Added EP105
Updated EP223
| | [Principal] |
| 2 | = | Riskless principal | Added EP105
Updated EP223
| | [RisklessPrincipal] |
| 30 | = | Exchange order submitter Used to identify original or initial exchange order submitting broker when party role 1 (Executing Firm) appears more than once. | Added EP279
| | [ExchangeOrderSubmitter] |
| — For party role 102 (Data repository) — |
|---|
| 9 | = | Primary trade repository Used to differentiate the principal trade repository from the Original or Additional trade repositories when there are multiple trade repositories being reported. | Added EP193
Updated EP223
| | [PrimaryTrdRepository] |
| 10 | = | Original trade repository Used to identify the trade repository to which the trade was originally reported if different from the current repository to which the trade is being reported. | Added EP193
Updated EP223
| | [OrigTrdRepository] |
| 11 | = | Additional international trade repository Used with InternationalSwapIndicator(2526) to identify the trade repository that is in addition to the local swaps data repository as required by U.S. law. | Added EP193
Updated EP223
| | [AddtnlIntlTrdRepository] |
| 12 | = | Additional domestic trade repository Used with MixedSwapIndicator(1929) to identify the trade repository that is in addition to the current trade repository when the assets in the swap are subject to two different domestic regulators. | Added EP193
Updated EP223
| | [AddtnlDomesticTrdRepository] |
| — For party role 11 (Order Origination Trader), 12 (Executing Trader), 36 (Entering Trader), 37 (Contra Trader) — |
|---|
| 25 | = | Regular trader Standard trader profile. | Added EP223
| | [RegularTrader] |
| 26 | = | Head trader Senior trader leading a group of regular traders. | Added EP223
| | [HeadTrader] |
| 27 | = | Supervisor Administrative user that has only limited rights for normal trading but possibly special rights for emergency actions. | Added EP223
| | [Supervisor] |
| — For party role 12 (Executing trader) or 122 (Investment decision maker) — |
|---|
| 22 | = | Algorithm | Added EP222
Updated EP223
| | [Algorithm] |
| — For party role 22 (Exchange) — |
|---|
| 13 | = | Related exchange | Added EP208
Updated EP223
| | [RelatedExchange] |
| 14 | = | Options exchange | Added EP208
Updated EP223
| | [OptionsExchange] |
| 15 | = | Specified exchange | Added EP208
Updated EP223
| | [SpecifiedExchange] |
| 16 | = | Constituent exchange | Added EP208
Updated EP223
| | [ConstituentExchange] |
| — For party role 29 (Intermediary), 32 (Beneficiary) and 107 (Correspondent) — |
|---|
| 7 | = | Bank | Added EP161
Updated EP223
| | [Bank] |
| 8 | = | Hub Indicates that the Intermediary party is a hub system or service provider. | Added EP171
Updated EP223
| | [Hub] |
| — For party role 30 (Agent) — |
|---|
| 28 | = | Tri-party In the context of EU SFTR reporting, identifies the third party, not necessarily the custodian, to which the reporting counterparty has outsourced the post-trade processing of an SFT (if applicable). | Added EP254
| | [TriParty] |
| 29 | = | Lender In the context of EU SFTR reporting, identifies the agent lender involved in the securities lending transaction. | Added EP254
| | [Lender] |
| — For party role 4 (Clearing Firm) — |
|---|
| 3 | = | General clearing member | Added EP105
Updated EP223
| | [GeneralClearingMember] |
| 4 | = | Individual clearing member | Added EP105
Updated EP223
| | [IndividualClearingMember] |
| — For party role 66 (Market Maker) — |
|---|
| 5 | = | Preferred market maker Market maker getting a part of the matched quantity before primary or default market maker. | Added EP131
Updated EP223
| | [PreferredMarketMaker] |
| 6 | = | Directed market maker Single market maker to handle the order provided. | Added EP131
Updated EP223
| | [DirectedMarketMaker] |
| 20 | = | Designated sponsor Market maker jointly providing liquidity for the same security with other market makers. | Added EP219
Updated EP223
| | [DesignatedSponsor] |
| 21 | = | Specialist Market maker being the only one providing liquidity for a security. | Added EP219
Updated EP223
| | [Specialist] |
| — For party role 73 (Execution Venue) — |
|---|
| 17 | = | Exempt from trade reporting In the context of FINRA TRACE reporting requirements, this is used to indicate the ATS has been granted a regulatory exemption from reporting. | Added EP209
Updated EP223
| | [ExemptFromTradeReporting] |