Component AllocGrp

The AllocGrp component conveys the details of each account when a trade (or block trade) is allocated into one or more accounts.

This repeating group is optionally used for messages with AllocStatus(87) = 0 (accepted) or 2 (account level reject) to provide details of the individual accounts that were accepted or rejected. In the case of a reject, the reasons for the rejection should be specified. This group should not be populated where AllocStatus(87) has any other value.

	Field or Component	Field Name	Abbr Name	Req'd	Comments	Pedigree

Repeating Group 1908

NoAllocRegulatoryTradeIDs

Added EP161

1909	AllocRegulatoryTradeID	ID	Required if NoAllocRegulatoryTradeIDs(1908) > 0.	Added EP161
1910	AllocRegulatoryTradeIDSource	Src		Added EP161
1911	AllocRegulatoryTradeIDEvent	Evnt		Added EP161
1912	AllocRegulatoryTradeIDType	Typ		Added EP161
2406	AllocRegulatoryLegRefID	LegRefID	This field may be used for multi-leg trades sent as a single message to indicate that the entry applies only to a specific leg.	Added EP181 Updated EP294
2399	AllocRegulatoryTradeIDScope	Scope		Added EP181

end Repeating Group

end Component

Repeating Group 3008

NoAllocTrdRegTimestamps

Added EP291

3009	AllocTrdRegTimestamp	TS	Required if NoAllocTrdRegTimestamps(3008) > 0.	Added EP291
3010	AllocTrdRegTimestampType	Typ	Required if NoAllocTrdRegTimestamps(3008) > 0.	Added EP291
3011	AllocTrdRegTimestampSrc	Src		Added EP291

end Repeating Group

end Component

Repeating Group 539

NoNestedPartyIDs

Repeating group below should contain unique combinations of NestedPartyID, NestedPartyIDSource, and NestedPartyRole

Added FIX.4.3

524	NestedPartyID	ID	Used to identify source of NestedPartyID. Required if NestedPartyIDSource is specified. Required if NoNestedPartyIDs > 0.	Added FIX.4.3
525	NestedPartyIDSource	Src	Used to identify class source of NestedPartyID value (e.g. BIC). Required if NestedPartyID is specified. Required if NoNestedPartyIDs > 0.	Added FIX.4.3
538	NestedPartyRole	R	Identifies the type of NestedPartyID (e.g. Executing Broker). Required if NoNestedPartyIDs > 0.	Added FIX.4.3
2384	NestedPartyRoleQualifier	Qual		Added EP179

Component

NstdPtysSubGrp

Sub

Repeating group of NestedParty sub-identifiers.

Added FIX.4.4

end Repeating Group

end Component

12	Commission	Comm	Added FIX.4.3
13	CommType	CommTyp	Added FIX.4.3
479	CommCurrency	Ccy	Added FIX.4.3 Updated EP95
2922	CommCurrencyCodeSource	CcySrc	Added EP273
1233	CommRate	Rt	Added EP169
1238	CommUnitOfMeasure	UOM	Added EP169
497	FundRenewWaiv	FundRenewWaiv	Added FIX.4.3 Updated EP95

end Component

Repeating Group 2653

NoAllocCommissions

Added EP204

2654	AllocCommissionAmount	Amt	Required if NoAllocCommissions(2653) > 0. If the commission is based on a percentage of trade quantity or a factor of unit of measure, AllocCommissionRate(2660) and AllocCommissionUnitOfMeasure(2658) may also be specified as appropriate.	Added EP204
2655	AllocCommissionAmountType	Typ	Required if NoAllocCommissions(2653) > 0.	Added EP204
2726	AllocCommissionAmountSubType	SubTyp		Added EP233
2656	AllocCommissionBasis	Basis	Required if NoAllocCommissions(2653) > 0.	Added EP204
2657	AllocCommissionCurrency	Ccy		Added EP204
2925	AllocCommissionCurrencyCodeSource	CcySrc		Added EP273
2658	AllocCommissionUnitOfMeasure	UOM		Added EP204
2659	AllocCommissionUnitOfMeasureCurrency	UOMCcy		Added EP204
2926	AllocCommissionUnitOfMeasureCurrencyCodeSource	UOMCcySrc		Added EP273
2660	AllocCommissionRate	Rt		Added EP204
2661	AllocCommissionSharedIndicator	SharedInd		Added EP204
2662	AllocCommissionAmountShared	AmtShared	If specified, AllocCommissionSharedIndicator(2661) must be set to Y.	Added EP204
2663	AllocCommissionLegRefID	LegRefID	This field may be used for multi-leg trades sent as a single message to indicate that the entry applies only to a specific leg.	Added EP204
2664	AllocCommissionDesc	Desc		Added EP204
2665	EncodedAllocCommissionDescLen	EncDescLen	Must be set if EncodedAllocCommissionDesc(2666) is specified and must immediately precede it.	Added EP204
2666	EncodedAllocCommissionDesc	EncDesc	Encoded (non-ASCII characters) representation of the AllocCommissionDesc(2664) field in the encoded format specified via the MessageEncoding(347) field.	Added EP204

end Repeating Group

end Component

Repeating Group 136

NoMiscFees

Required if any miscellaneous fees are reported. Indicates number of repeating entries.

Added FIX.4.4 Updated EP95

137	MiscFeeAmt	Amt	Required if NoMiscFees(136) > 0.	Added FIX.4.4 Updated EP196
138	MiscFeeCurr	Curr		Added FIX.4.4
139	MiscFeeType	Typ	Required if NoMiscFees(136) > 0.	Added FIX.4.4 Updated EP196
2712	MiscFeeQualifier	Qual		Added EP231

Component

MiscFeesSubGrp

MiscFeesSub

Added EP196

891	MiscFeeBasis	Basis	Added FIX.4.4
2216	MiscFeeRate	Rt	Added EP169
2217	MiscFeeAmountDue	AmtDue	Added EP169
2713	MiscFeeDesc	Desc	Added EP231

end Repeating Group

end Component

Repeating Group 576

NoClearingInstructions

Added FIX.4.4 Updated EP95

577

ClearingInstruction

ClrngInstrctn

Required if NoClearingInstructions > 0

Added FIX.4.4

end Repeating Group

end Component

172	SettlDeliveryType	DlvryTyp	Required if AllocSettlInstType = 1 or 2	Added FIX.4.4
169	StandInstDbType	StandInstDbTyp	Required if AllocSettlInstType = 3 (should not be populated otherwise)	Added FIX.4.4
170	StandInstDbName	StandInstDbName	Required if AllocSettlInstType = 3 (should not be populated otherwise)	Added FIX.4.4
171	StandInstDbID	StandInstDbID	Identifier used within the StandInstDbType Required if AllocSettlInstType = 3 (should not be populated otherwise)	Added FIX.4.4

Component

DlvyInstGrp

DlvInst

Required (and must be > 0) if AllocSettlInstType = 2 (should not be populated otherwise)

Added FIX.4.4

end Component

Repeating Group 1844

NoTradeAllocAmts

Added EP141

1845	TradeAllocAmtType	Typ	Required if NoTradeAllocAmts(1844) > 0.	Added EP141
1846	TradeAllocAmt	Amt	Required if NoTradeAllocAmts(1844) > 0.	Added EP141
1847	TradeAllocCurrency	Ccy		Added EP141
2933	TradeAllocCurrencyCodeSource	CcySrc		Added EP273
1850	TradeAllocAmtReason	Rsn		Added EP141

end Repeating Group

end Component

79	AllocAccount	Acct	Required if NoAllocs(78) > 0. May specify the broker of credit if ProcessCode(81) is step-out or soft-dollar step-out and Institution does not wish to disclose individual account breakdowns to the executing broker.	Added FIX.4.4 Updated EP291
661	AllocAcctIDSource	ActIDSrc		Added FIX.4.4
573	MatchStatus	MtchStat		Added FIX.4.4
366	AllocPrice	Px	Used when performing executed price vs. average price allocations (e.g. Japan). AllocAccount(79) plus AllocPrice(366) form a unique Allocs entry. Used in lieu of AllocAvgPx(153).	Added FIX.4.4 Updated EP192
80	AllocQty	Qty	Conditionally required except when for AllocTransType=Cancel, or when AllocType= Ready-To-Book or Warehouse instruction.	Added FIX.4.4
2515	AllocCalculatedCcyQty	CalcCcyQty		Added EP193
1752	CustodialLotID	CstdlLotID	Only used for specific lot trades.	Added EP127
1753	VersusPurchaseDate	VSPDt	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.	Added EP127
1754	VersusPurchasePrice	VSPPx	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.	Added EP127
1755	CurrentCostBasis	CurCostBasis	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified	Added EP127
467	IndividualAllocID	IndAllocID		Added FIX.4.4
1729	FirmMnemonic	FirmMnem	Allocation identifier assigned by the Firm submitting the allocation for an individual allocation instruction (as opposed to the overall message level identifier).	Added EP118
1593	ParentAllocID	ParentAllocID		Added EP107
2727	AllocLegRefID	LegRefID	The field may not be used in any message where there are no legs.	Added EP234

81	ProcessCode	ProcCode		Added FIX.4.4
989	SecondaryIndividualAllocID	IndAllocID2	Can be used by an intermediary to specify an allocation ID assigned by the intermediary's system.	Added EP-1
1002	AllocMethod	Meth	Specifies the method under which a trade quantity was allocated.	Added EP-1
1735	AllocationRollupInstruction	AllocRollupInst	An indicator to override the normal procedure to roll up allocations for the same Carry Firm.	Added EP118
993	AllocCustomerCapacity	CustCpcty	Can be used for granular reporting of separate allocation detail within a single trade report or allocation message.	Added EP-1
1047	AllocPositionEffect	AllocPosEfct		Added EP-1
992	IndividualAllocType	Typ		Added EP-1

208	NotifyBrokerOfCredit	NotifyBrkrOfCredit		Added FIX.4.4
209	AllocHandlInst	HandlInst		Added FIX.4.4
161	AllocText	Txt	Free format text field related to this AllocAccount	Added FIX.4.4
360	EncodedAllocTextLen	EncAllocTextLen	Must be set if EncodedAllocText field is specified and must immediately precede it.	Added FIX.4.4
361	EncodedAllocText	EncAllocText	Encoded (non-ASCII characters) representation of the AllocText field in the encoded format specified via the MessageEncoding field.	Added FIX.4.4
1732	FirmAllocText	FirmTxt		Added EP118
1733	EncodedFirmAllocTextLen	EncFirmTxtLen		Added EP118
1734	EncodedFirmAllocText	EncFirmTxt		Added EP118

153	AllocAvgPx	AvgPx	AvgPx for this AllocAccount. For F/X orders, should be the all-in rate (spot rate adjusted for forward points) for this allocation, expressed in terms of Currency(15). For Fixed Income always express value as percent of par.	Added FIX.4.4 Updated EP82
154	AllocNetMoney	NetMny	NetMoney for this AllocAccount ((AllocQty * AllocAvgPx) - Commission - sum of MiscFeeAmt + AccruedInterestAmt) if a Sell. ((AllocQty * AllocAvgPx) + Commission + sum of MiscFeeAmt + AccruedInterestAmt) if a Buy. For FX, if specified, expressed in terms of Currency(15).	Added FIX.4.4 Updated EP82
119	SettlCurrAmt	SettlCurrAmt	Replaced by AllocSettlCurrAmt	Added FIX.4.4 Deprecated FIX.4.4
2300	AllocGrossTradeAmt	GrossTrdAmt		Added EP170
737	AllocSettlCurrAmt	AllocSettlCurrAmt	AllocNetMoney in AllocSettlCurrency for this AllocAccount if AllocSettlCurrency is different from overall Currency	Added FIX.4.4
120	SettlCurrency	SettlCcy	Replaced by AllocSettlCurrency SettlCurrency for this AllocAccount if different from overall Currency. Required if SettlCurrAmt is specified.	Added FIX.4.4 Deprecated FIX.4.4
736	AllocSettlCurrency	AllocSettlCcy	AllocSettlCurrency for this AllocAccount if different from overall Currency. Required if AllocSettlCurrAmt is specified. Required for NDFs.	Added FIX.4.4 Updated EP82
2927	AllocSettlCurrencyCodeSource	AllocSettlCcySrc		Added EP273
155	SettlCurrFxRate	SettlCurrFxRt	Foreign exchange rate used to compute AllocSettlCurrAmt from Currency to AllocSettlCurrency	Added FIX.4.4
156	SettlCurrFxRateCalc	SettlCurrFxRtCalc	Specifies whether the SettlCurrFxRate should be multiplied or divided	Added FIX.4.4
742	AllocAccruedInterestAmt	AcrdIntAmt	Applicable for Convertible Bonds and fixed income	Added FIX.4.4
741	AllocInterestAtMaturity	IntAtMat	Applicable for securities that pay interest in lump-sum at maturity	Added FIX.4.4

2634	MiscFeeSubType	Typ	Required if NoMiscFeeSubTypes(2633) > 0.	Added EP196
2635	MiscFeeSubTypeAmt	Amt		Added EP196
2636	MiscFeeSubTypeDesc	Desc		Added EP196
2637	EncodedMiscFeeSubTypeDescLen	EncDescLen	Must be set if EncodedMiscFeeSubTypeDesc(2638) field is specified and must immediately precede it.	Added EP196
2638	EncodedMiscFeeSubTypeDesc	EncDesc	Encoded (non-ASCII characters) representation of the MiscFeeSubTypeDesc(2636) field in the encoded format specified via the MessageEncoding(347) field.	Added EP196

FIX.Latest_EP296 Component

AllocGrp

<Alloc>

	545	NestedPartySubID	ID			Added FIX.4.4
	805	NestedPartySubIDType	Typ			Added FIX.4.4

	635	ClearingFeeIndicator	ClrFeeInd			Added EP-1
	780	AllocSettlInstType	SettlInstTyp		Used to indicate whether settlement instructions are provided on this message, and if not, how they are to be derived. Absence of this field implies use of default instructions.	Added FIX.4.4

	165	SettlInstSource	InstSrc			Added FIX.4.4
	787	DlvyInstType	InstTyp			Added FIX.4.4

782	SettlPartyID	ID	Used to identify source of SettlPartyID. Required if SettlPartyIDSource is specified. Required if NoSettlPartyIDs > 0.	Added FIX.4.4
783	SettlPartyIDSource	Src	Used to identify class source of SettlPartyID value (e.g. BIC). Required if SettlPartyID is specified. Required if NoSettlPartyIDs > 0.	Added FIX.4.4
784	SettlPartyRole	R	Identifies the type of SettlPartyID (e.g. Executing Broker). Required if NoSettlPartyIDs > 0.	Added FIX.4.4
2389	SettlPartyRoleQualifier	Qual		Added EP179

	785	SettlPartySubID	ID			Added FIX.4.4
	786	SettlPartySubIDType	Typ			Added FIX.4.4

2392	AllocRefRiskLimitCheckID	RefRiskLmtChkID	Conditionally required when AllocRefRiskLimitCheckIDType(2393) is specified.	Added EP180 Updated EP192
2393	AllocRefRiskLimitCheckIDType	RefRiskLmtChkIDTyp	Conditionally required when AllocRefRiskLimitCheckID(2392) is specified.	Added EP180 Updated EP192
2483	AllocRiskLimitCheckStatus	RiskLmtChkStat		Added EP192
2761	AllocGroupAmount	GrpAmt		Added EP239
2770	AllocAvgPxGroupID	AvgPxGrpID		Added EP241
2769	AllocAvgPxIndicator	AvgPxInd		Added EP241